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Aquestive Therapeutics, Inc. Director's Dealing 2018

Dec 4, 2018

32552_dirs_2018-12-04_335af566-2852-4856-b7bb-232ecd776dfe.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aquestive Therapeutics, Inc. (AQST)
CIK: 0001398733
Period of Report: 2018-11-30

Reporting Person: Kendall Keith J (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-30 Common Stock M 14572 Acquired 635711 Direct
2018-11-30 Common Stock F 7177 $8.59 Disposed 628534 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-30 Restricted Stock Unit $ M 14572 Disposed Common Stock (14572) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: The restricted stock units vest in 8 equal (or as nearly equal as possible) quarterly installments beginning on August 31, 2018, subject in each case to Mr. Kendall's continuous service with the Issuer from the grant date through the applicable vesting date. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date thereof.