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AQUABOUNTY TECHNOLOGIES INC Director's Dealing 2020

May 18, 2020

35316_dirs_2020-05-18_ab3fcbc1-a26a-4220-a8b3-447f4103539d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AquaBounty Technologies, Inc. (AQB)
CIK: 0001603978
Period of Report: 2020-05-14

Reporting Person: Sterling Rick L. (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-14 Options to Purchase Common Stock $2.32 A 2000 Acquired 2030-05-14 Common Stock (2000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 95 Direct

Footnotes

F1: Represents shares of the Issuer's common stock received from Intrexon Corporation (now Precigen, Inc.) pursuant to a pro rata stock dividend to each of Intrexon Corporation's stockholders. This distribution was made in accordance with the exemption afforded by Rule 16a-9 under the Securities Exchange Act of 1934, as amended.