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AQUABOUNTY TECHNOLOGIES INC Director's Dealing 2020

Aug 11, 2020

35316_dirs_2020-08-11_6e5c2ac4-1833-4086-9739-366e06cb8c34.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AquaBounty Technologies, Inc. (AQB)
CIK: 0001603978
Period of Report: 2020-08-11

Reporting Person: Sterling Rick L. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-11 Common Stock P 1200 $2.50 Acquired 1295 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options to Purchase Common Stock $2.32 2030-05-14 Common Stock (2000.0) 2000 Direct

Footnotes

F1: Options to purchase common stock were granted on 5/14/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant.