AQUABOUNTY TECHNOLOGIES INC — Director's Dealing 2020

Dec 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AquaBounty Technologies, Inc. (AQB)
CIK: 0001603978
Period of Report: 2020-12-17

Reporting Person: KIRK RANDAL J (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3199	Indirect
Common Stock	99537	Indirect
Common Stock	4659	Indirect
Common Stock	880	Indirect
Common Stock	20	Indirect
Common Stock	5775	Indirect
Common Stock	1770	Indirect
Common Stock	885	Indirect
Common Stock	295	Indirect
Common Stock	8239199	Indirect
Common Stock	9175000	Indirect
Common Stock	74765	Indirect
Common Stock	37383	Indirect
Common Stock	12461	Indirect
Common Stock	2159	Indirect

Footnotes

F1: Randal J. Kirk controls each of ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff LLC ("Sr. Staff"), Lotus Capital (2000) Company, Inc. ("Lotus"), Third Security, LLC ("Third Security"), Third Security Senior Staff 2006 LLC ("Sr. Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006"), Third Security Incentive 2006 LLC ("Incentive 2006"), TS AquaCulture, LLC ("TS AquaCulture"), TS Biotechnology Holdings, LLC ("TS Bio"), Third Security Senior Staff 2007 LLC ("Sr. Staff 2007"), Third Security Staff 2007 LLC ("Staff 2007"), and Third Security Incentive 2007 LLC ("Incentive 2007"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.