AQUABOUNTY TECHNOLOGIES INC — Director's Dealing 2020

Dec 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AquaBounty Technologies, Inc. (AQB)
CIK: 0001603978
Period of Report: 2020-12-17

Reporting Person: KIRK ALANA (Director, 10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2159	Direct
Common Stock	3199	Indirect
Common Stock	99537	Indirect
Common Stock	4659	Indirect
Common Stock	880	Indirect
Common Stock	20	Indirect
Common Stock	5775	Indirect
Common Stock	1770	Indirect
Common Stock	885	Indirect
Common Stock	295	Indirect
Common Stock	8239199	Indirect
Common Stock	9175000	Indirect
Common Stock	74765	Indirect
Common Stock	37383	Indirect
Common Stock	12461	Indirect

Footnotes

F1: The Reporting Person's spouse, Randal J. Kirk controls each of R.J. Kirk DOT, JPK 2009, MGK 2009, ZSK 2009, JPK 2008, MGK 2008, ZSK 2008, MGK 2011, JPK 2012, Kellie L. Banks LTT, Staff 2010, Staff 2009, Sr. Staff 2008, Incentive 2009, and Incentive 2010. Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.