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AQUABOUNTY TECHNOLOGIES INC — Director's Dealing 2019
May 6, 2019
35316_dirs_2019-05-06_43a57f3f-bf2e-49fc-b8ce-818d00b27c69.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AquaBounty Technologies, Inc. (AQB)
CIK: 0001603978
Period of Report: 2019-04-30
Reporting Person: Stotish Ronald L (Director, See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-30 | Options to Purchase Common Stock | $2.22 | A | 50000 | Acquired | 2029-04-30 | Common Stock (50000.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to Purchase Common Stock | $3.3 | 2019-07-01 | Common Stock (62334.0) | 62334 | Direct |
| Options to Purchase Common Stock | $6.9 | 2021-01-11 | Common Stock (16667.0) | 16667 | Direct |
| Options to Purchase Common Stock | $23.4 | 2024-01-20 | Common Stock (6667.0) | 6667 | Direct |
| Options to Purchase Common Stock | $14.2 | 2027-04-21 | Common Stock (20000.0) | 20000 | Direct |
| Options to Purchase Common Stock | $2.5 | 2028-02-27 | Common Stock (60606.0) | 60606 | Direct |
Footnotes
F1: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
F2: Options to purchase common stock were granted on 7/1/2009 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F3: Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
F4: Options to purchase common stock were granted on 1/11/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F5: Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F6: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
F7: Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
F8: Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant.