AQUABOUNTY TECHNOLOGIES INC — Director's Dealing 2018

Jan 9, 2018

SEC Form 4/A — Form 4/A

Issuer: AquaBounty Technologies, Inc. (AQB)
CIK: 0001603978
Period of Report: 2017-07-24

Reporting Person: TURK JAMES C JR (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-07-24	Common Stock	J	2053	—	Acquired	4964	Direct

Footnotes

F1: On July 24, 2017, New River Management V, LP made a liquidating distribution of its assets to its partners in connection with the dissolution of the partnership in accordance with the terms of its limited partnership agreement. Among these assets were 2,053 shares of the Issuer's common stock distributed to the Reporting Person.

F2: On January 18, 2017, Intrexon Corporation distributed a special stock dividend to each of its stockholders that consisted of a portion of its holdings of the Issuer's common stock. The receipt of 2,911 shares in this distribution by the Reporting Person was exempt from Section 16 reporting requirements under Rule 16a-9. This Form 4/A is being filed to correct the amount of securities beneficially owned following the reported transaction to include the shares received in the distribution by Intrexon Corporation. The original Form 4 filing indicated that the Reporting Person held 2,053 shares following the reported transaction.