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AQUABOUNTY TECHNOLOGIES INC Director's Dealing 2017

Apr 24, 2017

35316_dirs_2017-04-24_3e14577b-93db-46a1-a745-5a2cb6df009c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AquaBounty Technologies, Inc. (AQB)
CIK: 0001603978
Period of Report: 2017-04-21

Reporting Person: Clothier Richard J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-21 Common Stock A 1751 Acquired 38750 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 36999 Direct

Footnotes

F1: Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.

F2: Award of restricted stock pursuant to the Issuer's 2016 Equity Incentive Plan. Subject to continue service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018.