AI assistant
AQUABOUNTY TECHNOLOGIES INC — Director's Dealing 2017
Apr 24, 2017
35316_dirs_2017-04-24_f1b85d48-68e8-45a4-9d33-dfd461e687b6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AquaBounty Technologies, Inc. (AQB)
CIK: 0001603978
Period of Report: 2017-04-21
Reporting Person: TURK JAMES C JR (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-21 | Options to Purchase Common Stock | $14.2 | A | 2500 | Acquired | 2027-04-21 | Common Stock (2500.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to Purchase Common Stock | $10.5 | 2023-07-01 | Common Stock (800.0) | 800 | Direct |
| Options to Purchase Common Stock | $10.8 | 2024-07-01 | Common Stock (800.0) | 800 | Direct |
| Options to Purchase Common Stock | $5.7 | 2025-02-26 | Common Stock (2500.0) | 2500 | Direct |
| Options to Purchase Common Stock | $9.6 | 2026-03-01 | Common Stock (2500.0) | 2500 | Direct |
Footnotes
F1: Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
F2: Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F3: Effective as of January 5, 2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
F4: Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F5: Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F6: Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F7: Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan. Subject to continued service, vesting shall occur over three years, ending February 27, 2020, with the first year's vesting prorated between April 22, 2017, and February 27, 2018.