AI assistant
AQUABOUNTY TECHNOLOGIES INC — Director's Dealing 2016
Dec 31, 2016
35316_dirs_2016-12-30_06784be9-8e43-45df-9ea6-67009f1e0e56.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AquaBounty Technologies, Inc. (AQB)
CIK: 0001603978
Period of Report: 2016-12-30
Reporting Person: HUBER RICHARD L (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 639321 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to Purchase Common Stock | $0.65 | 2017-06-27 | Common Stock (24000) | Direct | |
| Options to Purchase Common Stock | $0.33 | 2018-06-30 | Common Stock (24000) | Direct | |
| Options to Purchase Common Stock | $0.11 | 2019-07-01 | Common Stock (24000) | Direct | |
| Options to Purchase Common Stock | $0.32 | 2020-11-01 | Common Stock (24000) | Direct | |
| Options to Purchase Common Stock | $0.11 | 2021-07-01 | Common Stock (24000) | Direct | |
| Options to Purchase Common Stock | $0.12 | 2022-07-01 | Common Stock (24000) | Direct | |
| Options to Purchase Common Stock | $0.35 | 2023-07-01 | Common Stock (24000) | Direct | |
| Options to Purchase Common Stock | $0.36 | 2024-07-01 | Common Stock (24000) | Direct | |
| Options to Purchase Common Stock | $0.19 | 2025-02-26 | Common Stock (75000) | Direct | |
| Options to Purchase Common Stock | $0.32 | 2026-03-01 | Common Stock (75000) | Direct |
Footnotes
F1: Options to purchase common stock were granted on 6/27/2007 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F2: Options to purchase common stock were granted on 6/30/2008 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F3: Options to purchase common stock were granted on 7/1/2009 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F4: Options to purchase common stock were granted on 11/1/2010 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F5: Options to purchase common stock were granted on 7/1/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F6: Options to purchase common stock were granted on 7/1/2012 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F7: Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F8: Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F9: Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F10: Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and fully vest one year after grant date.