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AQUABOUNTY TECHNOLOGIES INC — Director's Dealing 2016
Dec 31, 2016
35316_dirs_2016-12-30_cf86d541-2559-48bc-8c12-67ff9da07e41.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AquaBounty Technologies, Inc. (AQB)
CIK: 0001603978
Period of Report: 2016-12-30
Reporting Person: FRANK DAVID A (See Remarks)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to Purchase Common Stock | $0.11 | 2019-07-01 | Common Stock (150000) | Direct | |
| Options to Purchase Common Stock | $0.11 | 2019-07-01 | Common Stock (300000) | Direct | |
| Options to Purchase Common Stock | $0.23 | 2021-01-11 | Common Stock (150000) | Direct | |
| Options to Purchase Common Stock | $0.25 | 2023-04-27 | Common Stock (200000) | Direct | |
| Options to Purchase Common Stock | $0.78 | 2024-01-20 | Common Stock (200000) | Direct |
Footnotes
F1: Options to purchase common stock were granted on 7/1/2009 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F2: Options to purchase common stock were granted on 7/1/2009 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F3: Options to purchase common stock were granted on 1/11/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F4: Options to purchase common stock were granted on 4/27/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
F5: Options to purchase common stock were granted on 1/20/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and fully vest three years after grant date.