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AQUABOUNTY TECHNOLOGIES INC Director's Dealing 2016

Dec 31, 2016

35316_dirs_2016-12-30_0af52748-fa0d-4c01-a1d1-8c2aa075f5ab.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AquaBounty Technologies, Inc. (AQB)
CIK: 0001603978
Period of Report: 2016-12-30

Reporting Person: St.Clare Christine (Director)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options to Purchase Common Stock $0.36 2024-07-01 Common Stock (24000) Direct
Options to Purchase Common Stock $0.19 2025-02-26 Common Stock (75000) Direct
Options to Purchase Common Stock $0.32 2026-03-01 Common Stock (75000) Direct

Footnotes

F1: Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.

F2: Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.

F3: Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and fully vest one year after the date of grant.