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Aqua Metals, Inc. Director's Dealing 2021

Jan 6, 2021

35215_dirs_2021-01-05_3c5a17c0-844e-4302-a216-768a137782ac.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2021-01-04

Reporting Person: DIVITO VINCENT L (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-04 Restricted Stock Units $0 A 4335 Acquired Common Shares (4335) Direct

Footnotes

F1: Represents 4,335 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2021.

F2: Includes 54,179 options and 4,335 RSUs.