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Aqua Metals, Inc. — Director's Dealing 2021
Jan 6, 2021
35215_dirs_2021-01-05_597ed6bb-5a14-4ffe-9d43-b34febd38a13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2021-01-04
Reporting Person: Yosufzai S. Shariq (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-04 | Restricted Stock Units | $0 | A | 6503 | Acquired | Common Shares (6503) | Direct |
Footnotes
F1: Represents 6,503 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2021.
F2: Includes 38,603 options and 6,503 RSUs.
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