Aqua Metals, Inc. — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2021-03-02

Reporting Person: Yosufzai S. Shariq (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-02	Common Stock	M	38603	$3.93	Acquired	242710	Direct
2021-03-02	Common Stock	S	38603	$4.80	Disposed	204107	Direct
2021-03-02	Common Stock	S	150000	$4.80	Disposed	54107	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-02	Employee Stock Option (right to buy)	$3.93	M	38603	Disposed	2023-05-04	Common Stock (38603)	Direct

Footnotes

F1: Represents 6,503 RSUs