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Aqua Metals, Inc. Director's Dealing 2021

May 5, 2021

35215_dirs_2021-05-05_329c7877-00ab-455b-a668-ea8c4ef272dc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2021-05-03

Reporting Person: SMITH EDWARD J (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-03 Restricted Stock Units $0 A 17422 Acquired Common Shares (17422) Direct

Footnotes

F1: Represents 17,422 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. The RSUs will vest and be settled in twelve equal monthly installments over a one year period. Each RSU shall entitle its holder to receive one Common Stock of the issuer.

F2: Includes 21,011 RSUs.