Aqua Metals, Inc. — Director's Dealing 2020

Jan 8, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2020-01-03

Reporting Person: KAPOOR SUSHIL (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-03	Restricted Share Units	$0.0	A	20378	Acquired	2025-03-31	Common Shares (20378.0)	Direct

Footnotes

F1: Includes 20,378 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on March 31, 2020.

F2: In accordance with Instruction 4 to this Form, Column 9 reports only total beneficial ownership of RSUs, the "class" of derivative security reported in Column 1.