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Aqua Metals, Inc. Director's Dealing 2019

Oct 4, 2019

35215_dirs_2019-10-04_a4aca8e1-70f2-4ed4-b4f2-d131e3a3fe0d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2019-10-02

Reporting Person: DIVITO VINCENT L (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-10-02 Restricted Share Units $0.0 A 8824 Acquired 2023-12-31 Common Shares (8824.0) Direct

Footnotes

F1: Includes 8,824 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. All RSUs shall be settled in common shares only and will vest and be delivered on December 31, 2019.

F2: Includes 112,435 Stock Options and 8,824 RSUs