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Aqua Metals, Inc. Director's Dealing 2018

Jun 19, 2018

35215_dirs_2018-06-18_6de998a6-f3c5-4a15-a468-14eb56e7ec4f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2018-06-15

Reporting Person: Francis Knuettel II (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-15 Common Stock P 2500 $3.3366 Acquired 157500 Direct
2018-06-18 Common Stock P 5000 $2.85 Acquired 162500 Direct

Footnotes

F1: Includes 150,000 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. 50,000 of the RSU's shall vest and be delivered on April 12, 2019, 4,167 of the RSUs shall vest and be delivered each month thereafter, and 4,159 of the RSUs shall vest and be delivered on April 12, 2021.