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Aqua Metals, Inc. — Director's Dealing 2018
Jun 19, 2018
35215_dirs_2018-06-18_6de998a6-f3c5-4a15-a468-14eb56e7ec4f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2018-06-15
Reporting Person: Francis Knuettel II (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-15 | Common Stock | P | 2500 | $3.3366 | Acquired | 157500 | Direct |
| 2018-06-18 | Common Stock | P | 5000 | $2.85 | Acquired | 162500 | Direct |
Footnotes
F1: Includes 150,000 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. 50,000 of the RSU's shall vest and be delivered on April 12, 2019, 4,167 of the RSUs shall vest and be delivered each month thereafter, and 4,159 of the RSUs shall vest and be delivered on April 12, 2021.
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