Aqua Metals, Inc. — Director's Dealing 2018

Jun 28, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2018-06-24

Reporting Person: Interstate Batteries, Inc. (10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-24	Warrant to Purchase Common Stock	$7.12	D	702247	Disposed	2018-06-24	Common Stock (702247)	Indirect
2018-06-24	Warrant to Purchase Common Stock	$3.33	A	702247	Acquired	2020-06-23	Common Stock (702247)	Indirect

Footnotes

F1: The stock warrant was repriced pursuant to an Omnibus Amendment Agreement, dated as of June 24, 2018, by and among the Issuer, Interstate Emerging Investments, LLC and the other party thereto, to (a) decrease the exercise price from $7.12 to $3.33 and (b) extend the expiration date from June 24, 2018 to June 23, 2020.

F2: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.