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Aqua Metals, Inc. Director's Dealing 2017

Jan 5, 2017

35215_dirs_2017-01-04_3edf6bc7-dbc3-4c69-83fc-f01cc95c104d.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2016-12-21

Reporting Person: Stevenson Mark Wayne (Director)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Director Option (Right to Buy) $12.70 2021-12-21 Common Stock (7728) Direct

Footnotes

F1: One-third of the shares subject to the options vest on December 21, 2017, one-third of the shares subject to the options vest on December 21, 2018 and one thirty-sixth of the shares shall vest monthly thereafter, subject to the Reporting Person's continued service to the Company at each vesting date.