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Aqua Metals, Inc. — Director's Dealing 2017
Mar 24, 2017
35215_dirs_2017-03-24_3416b6e5-a4b5-4a19-b38d-ffd0aedf6bad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2017-03-22
Reporting Person: Cotton Stephen (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-22 | Common Stock | S | 4415 | $17.839 | Disposed | 97706 | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2017.
F2: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $17.59 to $18.27 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
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