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Aqua Metals, Inc. Director's Dealing 2017

Apr 11, 2017

35215_dirs_2017-04-10_d6a0c5e7-c49b-47e6-bc33-e569594155b7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2017-04-10

Reporting Person: Murphy Thomas Michael (Director, Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-10 Common Stock S 20000 $17.2524 Disposed 745455 Direct

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2017.

F2: The sales price reported in Column 4 of Table 1 represents the weighted average sales price of the shares sold within a range from $17.03 to $17.64 per share. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.