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Aqua Metals, Inc. — Director's Dealing 2017
May 1, 2017
35215_dirs_2017-05-01_e9baf009-471a-4e1f-a04a-e6e3bd4e9162.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2017-04-27
Reporting Person: Interstate Batteries, Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-27 | Common Stock | S | 17900 | $16.9536 | Disposed | 650547 | Indirect |
| 2017-04-28 | Common Stock | S | 8610 | $16.6735 | Disposed | 641937 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.86 to $17.01 inclusive.
F3: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.59 to $17.07 inclusive.