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Aqua Metals, Inc. — Director's Dealing 2017
Apr 26, 2017
35215_dirs_2017-04-26_6f975855-354f-4063-9b8a-943f0573934e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2017-04-24
Reporting Person: Interstate Batteries, Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-24 | Common Stock | S | 2200 | $16.4795 | Disposed | 700047 | Indirect |
| 2017-04-25 | Common Stock | S | 31600 | $16.6257 | Disposed | 668447 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.36 to $16.55 inclusive.
F3: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.52 to $16.70 inclusive.