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Aqua Metals, Inc. — Director's Dealing 2017
May 5, 2017
35215_dirs_2017-05-04_68f001c6-8078-4e28-b19b-e41d2cf239c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2017-05-02
Reporting Person: Interstate Batteries, Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-02 | Common Stock | S | 42500 | $16.7885 | Disposed | 599437 | Indirect |
| 2017-05-03 | Common Stock | S | 48327 | $17.0930 | Disposed | 551110 | Indirect |
| 2017-05-04 | Common Stock | S | 4500 | $17.6178 | Disposed | 546610 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.74 to $16.83 inclusive.
F3: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.97 to $17.30 inclusive.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.61 to $17.62 inclusive.