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Aqua Metals, Inc. — Director's Dealing 2017
May 10, 2017
35215_dirs_2017-05-10_e50b0d6e-a24c-4857-81d2-0d9d48dc3b05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2017-05-08
Reporting Person: Interstate Batteries, Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-08 | Common Stock | S | 40283 | $17.0945 | Disposed | 506327 | Indirect |
| 2017-05-09 | Common Stock | S | 32500 | $16.7751 | Disposed | 473827 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2017.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.76 to $17.75 inclusive.
F3: These securities are directly owned by Interstate Emerging Investments, LLC. The reporting entity is the sole member of Interstate Emerging Investments, LLC.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.51 to $16.93 inclusive.