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Aqua Metals, Inc. Director's Dealing 2015

Jul 30, 2015

35215_dirs_2015-07-30_05282db5-e812-4e4b-8ccc-fff1fb3742ff.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2015-07-30

Reporting Person: Cotton Stephen (Chief Commercial Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 100121 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (Right to Buy) $3.56 2020-04-01 Common Stock (286364) Direct

Footnotes

F1: One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first and second anniversary of the April 1, 2015 date of grant, and one-twelfth of the remaining shares subject to the option shall vest and become exercisable on May 1, 2017 and on the first day of the next 11 consecutive months thereafter.