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Aqua Metals, Inc. — Director's Dealing 2015
Jul 30, 2015
35215_dirs_2015-07-30_05282db5-e812-4e4b-8ccc-fff1fb3742ff.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Aqua Metals, Inc. (AQMS)
CIK: 0001621832
Period of Report: 2015-07-30
Reporting Person: Cotton Stephen (Chief Commercial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100121 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $3.56 | 2020-04-01 | Common Stock (286364) | Direct |
Footnotes
F1: One-third of the total number of shares subject to the option shall vest and become exercisable on each of the first and second anniversary of the April 1, 2015 date of grant, and one-twelfth of the remaining shares subject to the option shall vest and become exercisable on May 1, 2017 and on the first day of the next 11 consecutive months thereafter.
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