Aptorum Group Ltd — Regulatory Filings 2019

May 31, 2019

6-K 1 f6k053119_aptorumgroup.htm REPORT OF FOREIGN PRIVATE ISSUER

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of May 2019

Commission File Number: 001-38764

Aptorum Group Limited

17 th Floor, Guangdong Investment Tower

148 Connaught Road Central

Hong Kong

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

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On June 1, 2019, the Company will participate in the International Symposium on Digital Health hosted by the Chinese University of Hong Kong and the Investment Workshop hosted by Quamnet in Hong Kong. We are attaching a copy of the PowerPoint presentations that the Company will use at the events mentioned and other events, as Exhibit 99.1 and Exhibit 99.2 to this Report and such PowerPoints are incorporated herein by reference.

Neither this report nor the presentations attached hereto as Exhibit 99.1 and 99.2 constitute an offer to sell, or the solicitation of an offer to buy our securities, nor shall there be any sale of our securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such state or jurisdiction.

The information in this Form 6-K, including Exhibit 99.1 and 99.2 shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

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EXHIBIT INDEX

| Exhibit
No. | Description |
| --- | --- |
| 99.1 | PowerPoint Presentation dated May 31, 2019 |
| 99.2 | PowerPoint Presentation dated May 31, 2019 |

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: May 31, 2019

| Aptorum
Group Limited | |
| --- | --- |
| By: | /s/
Sabrina Khan |
| | Sabrina
Khan |
| | Chief
Financial Officer |

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