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Aptorum Group Ltd Regulatory Filings 2019

Sep 9, 2019

35125_ffr_2019-09-09_98ea36fa-fc55-4b7b-baf9-7b4cdc639769.zip

Regulatory Filings

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6-K 1 f6k090519_aptorum.htm FORM 6-K

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of September 2019

Commission File Number: 001-38764

Aptorum Group Limited

17 th Floor, Guangdong Investment Tower

148 Connaught Road Central

Hong Kong

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

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The following exhibits are attached.

Exhibit Description
99.1 Press
Release dated September 9, 2019: Aptorum Group Limited Reports Financial Results and Business Update for the Six
Months Ended June 30, 2019
99.2 Corporate Presentation
99.3 Press
Release dated September 9, 2019: Aptorum Group Has Initiated IND-Enabling Studies For Its ALS-4 Small Molecule
Candidate For The Treatment Of Infections Caused By Staphylococcus Aureus Including MRSA
99.4 Press
Release dated September 9, 2019: Aptorum Group Announces the Development of Microbiome Drug Candidate Targeting
Obesity and Repurposed Drug Candidates Targeting Neuroblastoma

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: September 9, 2019

Aptorum Group Limited
By: /s/ Sabrina Khan
Sabrina Khan
Chief Financial Officer

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EXHIBIT INDEX

Exhibit Description
99.1 Press
Release dated September 9, 2019: Aptorum Group Limited Reports Financial Results and Business Update for the Six
Months Ended June 30, 2019
99.2 Corporate Presentation
99.3 Press
Release dated September 9, 2019: Aptorum Group Has Initiated IND-Enabling Studies For Its ALS-4 Small Molecule
Candidate For The Treatment Of Infections Caused By Staphylococcus Aureus Including MRSA
99.4 Press
Release dated September 9, 2019: Aptorum Group Announces the Development of Microbiome Drug Candidate Targeting
Obesity and Repurposed Drug Candidates Targeting Neuroblastoma

3

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