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Aptiv PLC Director's Dealing 2021

Mar 2, 2021

30314_dirs_2021-03-02_7371b134-4763-4d8b-b9a6-e33a1b17c02f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aptiv PLC (APTV)
CIK: 0001521332
Period of Report: 2021-02-28

Reporting Person: CLARK KEVIN P (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-28 Ordinary Shares X 1940 $0.00 Acquired 337272 Direct
2021-02-28 Ordinary Shares D 4043 $0.00 Disposed 333229 Direct
2021-02-28 Ordinary Shares F 48387 $149.84 Disposed 284842 Direct
2021-02-28 Ordinary Shares A 29941 $0.00 Acquired 314783 Direct
2021-02-28 Ordinary Shares A 44910 $0.00 Acquired 359693 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-28 Dividend Equivalent Right $ X 1940 Disposed Ordinary Shares (1940) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares 669989 Indirect

Footnotes

F1: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

F2: Disposal of ordinary shares back to the issuer with respect to below-target performance during the 2018-2020 performance period.

F3: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights.

F4: The shares will vest in three equal installments beginning on the first anniversary of the date of grant.

F5: Each performance share represents a contingent right to receive an ordinary share of Aptiv PLC, and will vest based upon the achievement of specified performance criteria, with a performance period from January 1, 2021 to December 31, 2023.