AI assistant
Aptiv PLC — Director's Dealing 2021
Mar 2, 2021
30314_dirs_2021-03-02_68ed94b9-aec8-4280-9ad9-bc6b807531ed.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aptiv PLC (APTV)
CIK: 0001521332
Period of Report: 2021-02-28
Reporting Person: Trickett Mariya K. (SVP and CHRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-28 | Ordinary Shares | X | 296 | $0.00 | Acquired | 55569 | Direct |
| 2021-02-28 | Ordinary Shares | D | 554 | $0.00 | Disposed | 55015 | Direct |
| 2021-02-28 | Ordinary Shares | F | 9707 | $149.84 | Disposed | 45308 | Direct |
| 2021-02-28 | Ordinary Shares | A | 4101 | $0.00 | Acquired | 49409 | Direct |
| 2021-02-28 | Ordinary Shares | A | 6151 | $0.00 | Acquired | 55560 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-28 | Dividend Equivalent Right | $ | X | 296 | Disposed | Ordinary Shares (296) | Direct |
Footnotes
F1: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.
F2: Disposal of ordinary shares back to the issuer with respect to below-target performance during the 2018-2020 performance period.
F3: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights.
F4: The shares will vest in three equal installments beginning on the first anniversary of the date of grant.
F5: Each performance share represents a contingent right to receive an ordinary share of Aptiv PLC, and will vest based upon the achievement of specified performance criteria, with a performance period from January 1, 2021 to December 31, 2023.