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Aptiv PLC — Director's Dealing 2017
Feb 22, 2017
30314_dirs_2017-02-22_d60699ac-7e52-452a-bd08-fdde7e166689.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Delphi Automotive PLC (DLPH)
CIK: 0001521332
Period of Report: 2017-02-17
Reporting Person: Brazier Allan J (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Ordinary Shares | X | 168 | $0.00 | Acquired | 9658 | Direct |
| 2017-02-17 | Ordinary Shares | A | 1698 | $0.00 | Acquired | 11356 | Direct |
| 2017-02-17 | Ordinary Shares | F | 1931 | $75.46 | Disposed | 9425 | Direct |
| 2017-02-22 | Ordinary Shares | S | 3026 | $75.8031 | Disposed | 6399 | Direct |
| 2017-02-22 | Ordinary Shares | S | 993 | $76.3751 | Disposed | 5406 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Dividend Equivalent Right | $ | X | 168 | Disposed | Ordinary Shares (168) | Direct |
Footnotes
F1: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.
F2: Additional ordinary shares acquired in connection with achievement in excess of target of specified performance criteria for the 2014-2016 performance period.
F3: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights.
F4: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2016.
F5: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.18 to $76.16, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.20 to $76.49, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.