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Aptevo Therapeutics Inc. — Director's Dealing 2023
Mar 7, 2023
35422_dirs_2023-03-07_90e5da13-8e4c-43b2-a75e-a9e637f1a4f1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Aptevo Therapeutics Inc. (APVO)
CIK: 0001671584
Period of Report: 2023-03-03
Reporting Person: Taylor Daphne (SVP, CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3840 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (792) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (4750) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (13889) | Direct | ||
| Stock Option (right to buy) | $6.97 | 2030-02-18 | Common Stock (2400) | Direct | |
| Stock Option (right to buy) | $8.56 | 2030-07-27 | Common Stock (514) | Direct | |
| Stock Option (right to buy) | $8.56 | 2030-07-27 | Common Stock (514) | Direct | |
| Stock Option (right to buy) | $8.56 | 2030-07-27 | Common Stock (516) | Direct | |
| Stock Option (right to buy) | $8.56 | 2030-07-27 | Common Stock (839) | Direct | |
| Stock Option (right to buy) | $33.50 | 2031-01-29 | Common Stock (7125) | Direct | |
| Stock Option (right to buy) | $5.30 | 2032-03-04 | Common Stock (4750) | Direct |
Footnotes
F1: The Restricted Stock Units ("RSUs") vest in three approximately equal annual installments beginning on January 29, 2022. The RSUs were granted on January 29, 2021. As of the date of this filing, all but 792 shares had vested.
F2: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.
F3: The RSUs vest in three approximately equal annual installments beginning on March 4, 2023. The RSUs were granted on June 7, 2022.
F4: The RSUs vest in two approximately equal annual installments beginning the day immediately prior to the annual anniversary of the grant date. The RSUs were granted on August 9, 2022.
F5: The option vests in three approximately equal annual installments beginning on February 18, 2021. The option was granted on February 18, 2020.
F6: The option vests in three approximately equal annual installments beginning on July 27, 2021. The option was granted on July 27, 2020.
F7: The option vests in three approximately equal annual installments beginning on January 29, 2022. The option was granted on January 29, 2021.
F8: The option vests in three approximately equal annual installments beginning on March 4, 2023. The option was granted on March 4, 2022.