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Aptevo Therapeutics Inc. — Director's Dealing 2023
Jun 2, 2023
35422_dirs_2023-06-02_0e47ff76-ef8e-4ff2-b165-bed285b58c70.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aptevo Therapeutics Inc. (APVO)
CIK: 0001671584
Period of Report: 2023-06-01
Reporting Person: Abdun-Nabi Daniel (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-01 | Common Stock | M | 297 | — | Acquired | 4768 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-01 | Restricted Stock Unit | $ | M | 297 | Disposed | Common Stock (297) | Direct | |
| 2023-06-02 | Restricted Stock Unit | $ | A | 3571 | Acquired | Common Stock (3571) | Direct |
Footnotes
F1: Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis.
F2: On June 1, 2021, the reporting person was granted 893 RSUs, vesting in three approximately equal annual installments beginning on June 1, 2022.
F3: The RSUs vest in full on the first anniversary of the date of grant.
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