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Aptevo Therapeutics Inc. Director's Dealing 2018

Feb 7, 2018

35422_dirs_2018-02-06_0eb09ed6-23ee-47d5-b29e-8e0ff2314b3c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aptevo Therapeutics Inc. (APVO)
CIK: 0001671584
Period of Report: 2018-02-03

Reporting Person: Lamothe Jeffrey G. (SVP, CFO and Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-03 Common Stock M 25340 Acquired 66623 Direct
2018-02-03 Common Stock F 7514 $3.24 Disposed 59109 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-03 Restricted Stock Unit $ M 25340 Disposed Common Stock (25340) Direct

Footnotes

F1: Each RSU converts into the Issuer's common stock on a one-for-one basis.

F2: On August 3, 2016, the reporting person was granted 50,680 RSUs, vesting in two equal installments on February 3, 2017 and February 3, 2018.