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Aptevo Therapeutics Inc. Director's Dealing 2017

Feb 9, 2017

35422_dirs_2017-02-08_5e7bb853-d904-4ef2-aab6-bc54d1cbe92d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Aptevo Therapeutics Inc. (APVO)
CIK: 0001671584
Period of Report: 2017-02-03

Reporting Person: Gross Jane A (See Remarks)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-03 Common Stock M 18135 Acquired 21793 Direct
2017-02-03 Common Stock F 5922 $1.92 Disposed 15871 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-03 Restricted Stock Unit $ M 18135 Disposed Common Stock (18135) Direct

Footnotes

F1: Each RSU converts into the Issuer's common stock on a one-for-one basis.

F2: On August 3, 2016, the reporting person was granted 36,271 RSUs, vesting in two equal installments on February 3, 2017 and February 3, 2018.