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Aptevo Therapeutics Inc. — Director's Dealing 2017
Feb 9, 2017
35422_dirs_2017-02-08_5e7bb853-d904-4ef2-aab6-bc54d1cbe92d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aptevo Therapeutics Inc. (APVO)
CIK: 0001671584
Period of Report: 2017-02-03
Reporting Person: Gross Jane A (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-03 | Common Stock | M | 18135 | — | Acquired | 21793 | Direct |
| 2017-02-03 | Common Stock | F | 5922 | $1.92 | Disposed | 15871 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-03 | Restricted Stock Unit | $ | M | 18135 | Disposed | Common Stock (18135) | Direct |
Footnotes
F1: Each RSU converts into the Issuer's common stock on a one-for-one basis.
F2: On August 3, 2016, the reporting person was granted 36,271 RSUs, vesting in two equal installments on February 3, 2017 and February 3, 2018.
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