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Aptevo Therapeutics Inc. — Director's Dealing 2017
Aug 3, 2017
35422_dirs_2017-08-03_03ffdab4-38c7-40ae-949e-d035ce3d931a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Aptevo Therapeutics Inc. (APVO)
CIK: 0001671584
Period of Report: 2017-08-01
Reporting Person: Stromatt Scott C (Chief Medical Officer and SVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-01 | Common Stock | M | 78123 | — | Acquired | 147195 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-01 | Restricted Stock Unit | $ | M | 78123 | Disposed | Common Stock (78123) | Direct |
Footnotes
F1: Each RSU converts into the Issuer's common stock on a one-for-one basis.
F2: The RSUs were issued on August 3, 2016 and fully vested on August 1, 2017.
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