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Applied Therapeutics, Inc. — Director's Dealing 2024
Jun 10, 2024
34263_dirs_2024-06-10_9f333185-e247-4f53-83ff-17f1223a57de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Applied Therapeutics, Inc. (APLT)
CIK: 0001697532
Period of Report: 2024-06-06
Reporting Person: Shendelman Shoshana (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-06 | Common Stock | S | 61795 | $4.32 | Disposed | 3756019 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1750000 | Indirect |
| Common Stock | 1492094 | Indirect |
| Common Stock | 709720 | Indirect |
| Common Stock | 290280 | Indirect |
| Common Stock | 88397 | Indirect |
Footnotes
F1: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of compensatory Restricted Stock Units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.
F2: Through a grantor retained annuity trust.
F3: Through a family trust controlled by the reporting person's spouse.
F4: Through the reporting person's spouse.
F5: Through a family trust controlled by the reporting person.
F6: Through Clearpoint Strategy Group LLC of which the reporting person is the sole owner.