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Applied Therapeutics, Inc. Director's Dealing 2024

Aug 15, 2024

34263_dirs_2024-08-14_3087147d-87da-4fa6-b4bd-ac09f58e5c4b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Applied Therapeutics, Inc. (APLT)
CIK: 0001697532
Period of Report: 2024-08-05

Reporting Person: Shendelman Shoshana (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-08-05 Common Stock G 747886 Disposed 0 Indirect
2024-08-05 Common Stock G 747886 Acquired 747886 Indirect
2024-08-12 Common Stock S 300000 $5.98 Disposed 5167853 Direct
2024-08-13 Common Stock S 357423 $6.18 Disposed 4810430 Direct
2024-08-14 Common Stock S 119591 $5.93 Disposed 4690839 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1492094 Indirect
Common Stock 290280 Indirect
Common Stock 88397 Indirect

Footnotes

F1: Through a grantor retained annuity trust. Upon termination of the trust, 747,886 shares of the issuer's common stock were distributed to a family trust controlled by the reporting person. The remaining shares were distributed to the reporting person and continue to be reported in this Form 4 as directly owned.

F2: Through a family trust controlled by the reporting person.

F3: Weighted average price. These shares were sold by the reporting person in multiple transactions at prices ranging from $5.57 to $6.205, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F4: Weighted average price. These shares were sold by the reporting person in multiple transactions at prices ranging from $5.82 to $6.39, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F5: Weighted average price. These shares were sold by the reporting person in multiple transactions at prices ranging from $5.825 to $6.265, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F6: Through a family trust controlled by the reporting person.

F7: Through a family trust controlled by the reporting person.

F8: Through Clearpoint Strategy Group LLC of which the reporting person is the sole owner.