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Applied Therapeutics, Inc. Director's Dealing 2023

Dec 2, 2023

34263_dirs_2023-12-01_57c9429f-ed61-455b-b379-0011f8e1a842.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2023-11-30

Reporting Person: Shendelman Shoshana (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-30 Common Stock S 3968 $1.97 Disposed 2596387 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1750000 Indirect
Common Stock 1492094 Indirect
Common Stock 709720 Indirect
Common Stock 290280 Indirect
Common Stock 88397 Indirect

Footnotes

F1: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of compensatory Restricted Stock Units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2: Through a grantor retained annuity trust.

F3: Through a family trust controlled by the reporting person's spouse.

F4: Through the reporting person's spouse.

F5: Through a family trust controlled by the reporting person.

F6: Through Clearpoint Strategy Group LLC of which the reporting person is the sole owner.