AI assistant
Applied Therapeutics, Inc. — Director's Dealing 2023
Dec 2, 2023
34263_dirs_2023-12-01_57c9429f-ed61-455b-b379-0011f8e1a842.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2023-11-30
Reporting Person: Shendelman Shoshana (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-30 | Common Stock | S | 3968 | $1.97 | Disposed | 2596387 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1750000 | Indirect |
| Common Stock | 1492094 | Indirect |
| Common Stock | 709720 | Indirect |
| Common Stock | 290280 | Indirect |
| Common Stock | 88397 | Indirect |
Footnotes
F1: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of compensatory Restricted Stock Units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.
F2: Through a grantor retained annuity trust.
F3: Through a family trust controlled by the reporting person's spouse.
F4: Through the reporting person's spouse.
F5: Through a family trust controlled by the reporting person.
F6: Through Clearpoint Strategy Group LLC of which the reporting person is the sole owner.