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Applied Therapeutics, Inc. — Director's Dealing 2022
Aug 5, 2022
34263_dirs_2022-08-04_854217c8-534b-4be7-89c9-0e3dcbb6a9db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2022-08-02
Reporting Person: SKYLER JAY S (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-02 | Employee Stock Option (Right to Buy) | $1.22 | D | 16500 | Disposed | 2032-06-02 | Common Stock (16500) | Direct |
| 2022-08-02 | Employee Stock Option (Right to Buy) | $1.05 | D | 16500 | Acquired | 2032-06-02 | Common Stock (16500) | Direct |
| 2022-08-02 | Employee Stock Option (Right to Buy) | $19.70 | D | 16500 | Disposed | 2031-06-02 | Common Stock (16500) | Direct |
| 2022-08-02 | Employee Stock Option (Right to Buy) | $1.05 | D | 16500 | Acquired | 2031-06-02 | Common Stock (16500) | Direct |
| 2022-08-02 | Employee Stock Option (Right to Buy) | $44.02 | D | 10230 | Disposed | 2030-06-03 | Common Stock (10230) | Direct |
| 2022-08-02 | Employee Stock Option (Right to Buy) | $1.05 | D | 10230 | Acquired | 2030-06-03 | Common Stock (10230) | Direct |
| 2022-08-02 | Employee Stock Option (Right to Buy) | $10.00 | D | 20460 | Disposed | 2029-05-12 | Common Stock (20460) | Direct |
| 2022-08-02 | Employee Stock Option (Right to Buy) | $1.05 | D | 20460 | Acquired | 2029-05-12 | Common Stock (20460) | Direct |
Footnotes
F1: The transaction reported herein reflects a one-time stock option repricing that became effective on August 2, 2022 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, as amended. There have been no other changes to the terms of these Options.
F2: Reflects an initial grant of 16,500 Options granted on June 3, 2022 that vests as follows: One-twelfth (1/12th) of the shares subject to the Option shall vest on July 2, 2022 and each month thereafter, subject to the Reporting Person continuing to provide services through each such date.
F3: These Options are fully vested.