AI assistant
Applied Therapeutics, Inc. — Director's Dealing 2022
Oct 14, 2022
34263_dirs_2022-10-13_73ced49b-0ddc-43bc-893c-638200777408.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2022-10-13
Reporting Person: Shendelman Shoshana (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-10-13 | Common Stock | P | 73256 | $0.5582 | Acquired | 717495 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1750000 | Indirect |
| Common Stock | 1492094 | Indirect |
| Common Stock | 709720 | Indirect |
| Common Stock | 290280 | Indirect |
| Common Stock | 88397 | Indirect |
Footnotes
F1: These shares were purchased by Dr. Shendelman in multiple transactions.
F2: Weighted average price. These shares were purchased by Dr. Shendelman in multiple transactions at prices ranging from $0.512 to $0.5768 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3: Through a grantor retained annuity trust.
F4: Through a family trust controlled by the reporting person's spouse.
F5: Through the reporting person's spouse.
F6: Through a family trust controlled by the reporting person.
F7: Through Clearpoint Strategy Group LLC of which the reporting person is the sole owner.