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Applied Therapeutics, Inc. Director's Dealing 2021

Feb 17, 2021

34263_dirs_2021-02-16_03e9283d-a1b2-44b3-8b05-3a5d269ef387.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2020-12-31

Reporting Person: Shendelman Shoshana (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-02 Common Stock G 200000 $0.00 Disposed 354285 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1750000 Indirect
Common Stock 1492094 Indirect
Common Stock 709780 Indirect
Common Stock 290280 Indirect
Common Stock 88397 Indirect

Footnotes

F1: Through a grantor retained annuity trust.

F2: Through a family trust controlled by the reporting person's spouse.

F3: Through the reporting person's spouse.

F4: Through a family trust controlled by the reporting person.

F5: Through Clearpoint Strategy Group LLC of which the reporting person is the sole owner.