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Applied Therapeutics, Inc. — Director's Dealing 2021
Feb 17, 2021
34263_dirs_2021-02-16_03e9283d-a1b2-44b3-8b05-3a5d269ef387.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2020-12-31
Reporting Person: Shendelman Shoshana (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-02 | Common Stock | G | 200000 | $0.00 | Disposed | 354285 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1750000 | Indirect |
| Common Stock | 1492094 | Indirect |
| Common Stock | 709780 | Indirect |
| Common Stock | 290280 | Indirect |
| Common Stock | 88397 | Indirect |
Footnotes
F1: Through a grantor retained annuity trust.
F2: Through a family trust controlled by the reporting person's spouse.
F3: Through the reporting person's spouse.
F4: Through a family trust controlled by the reporting person.
F5: Through Clearpoint Strategy Group LLC of which the reporting person is the sole owner.
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