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Applied Therapeutics, Inc. — Director's Dealing 2019
May 14, 2019
34263_dirs_2019-05-13_6a9d3b10-8396-47ce-a888-dc6711dd53b2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2019-05-13
Reporting Person: ALEXANDRIA REAL ESTATE EQUITIES INC (10% Owner)
Reporting Person: Alexandria Venture Investments, LLC (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (800716.0) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (1614860.0) | Indirect |
Footnotes
F1: The preferred stock is convertible into the Issuer's common stock at a ratio of 1 share of preferred stock to 1 share of common stock at the holder's election and has no expiration date. The preferred stock will automatically convert into common stock upon the closing of the Issuer's initial public offering, for no additional consideration.
F2: Not applicable
F3: These shares are held directly by Alexandria Venture Investments, LLC, a wholly owned subsidiary of Alexandria Real Estate Equities, Inc. Of these shares, 1,243,977 shares of Series B Preferred Stock are held by Alexandria Venture Investments, LLC as nominee for Alexandria Equities No. 7, LLC, another wholly owned subsidiary of Alexandria Real Estate Equities, Inc.