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Applied Therapeutics, Inc. Director's Dealing 2019

May 20, 2019

34263_dirs_2019-05-20_a2bd4de1-6795-4495-a5f5-8bc236e6a0f5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2019-05-16

Reporting Person: Funtleyder Leslie D. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-16 Common Stock C 3314 Acquired 12485 Direct
2019-05-16 Common Stock C 1325 Acquired 13810 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-16 Series A Preferred Stock $ C 3314 Disposed Common Stock (3314) Direct
2019-05-16 Series B Preferred Stock $ C 1325 Disposed Common Stock (1325) Direct

Footnotes

F1: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Issuer's common stock, without payment of additional consideration, on a one-for-one basis, immediately upon the closing of the Issuer's initial public offering on May 16, 2019.