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Applied Therapeutics, Inc. Director's Dealing 2019

May 20, 2019

34263_dirs_2019-05-20_3c8ebbbb-8a19-4c47-9877-93594c3c05e1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2019-05-16

Reporting Person: MARCUS JOEL S (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-16 Common Stock C 110497 Acquired 119668 Direct
2019-05-16 Common Stock C 135192 Acquired 254860 Direct
2019-05-16 Common Stock P 150000 $10.00 Acquired 404860 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-16 Series A Preferred Stock $ C 110497 Disposed Common Stock (110497) Direct
2019-05-16 Series B Preferred Stock $ C 135192 Disposed Common Stock (135192) Direct

Footnotes

F1: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Issuer's common stock, without payment of additional consideration, on a one-for-one basis, immediately upon the closing of the Issuer's initial public offering on May 16, 2019.