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Applied Therapeutics, Inc. — Director's Dealing 2019
May 20, 2019
34263_dirs_2019-05-20_3c8ebbbb-8a19-4c47-9877-93594c3c05e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2019-05-16
Reporting Person: MARCUS JOEL S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-16 | Common Stock | C | 110497 | — | Acquired | 119668 | Direct |
| 2019-05-16 | Common Stock | C | 135192 | — | Acquired | 254860 | Direct |
| 2019-05-16 | Common Stock | P | 150000 | $10.00 | Acquired | 404860 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-16 | Series A Preferred Stock | $ | C | 110497 | Disposed | Common Stock (110497) | Direct | |
| 2019-05-16 | Series B Preferred Stock | $ | C | 135192 | Disposed | Common Stock (135192) | Direct |
Footnotes
F1: Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of Issuer's common stock, without payment of additional consideration, on a one-for-one basis, immediately upon the closing of the Issuer's initial public offering on May 16, 2019.
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