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Applied Therapeutics, Inc. Director's Dealing 2019

May 29, 2019

34263_dirs_2019-05-29_a7c5f35a-468e-4dde-87b4-67afe0924e16.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2019-05-16

Reporting Person: Shendelman Shoshana (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-16 Common Stock C 88397 Acquired 88397 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-16 Series A Preferred Stock $ C 88397 Disposed Common Stock (88397) Indirect

Footnotes

F1: Each share of Series A Preferred Stock automatically converted into shares of Issuer's common stock, without payment of additional consideration, on a one-for-one basis, immediately upon the closing of the Issuer's initial public offering on May 16, 2019.

F2: These securities were unintentionally omitted from the Reporting Person's initial Form 4.

F3: The reportable securities are directly owned by Clearpoint Strategy Group LLC ("Clearpoint") of which the Reporting Person is the sole owner. The Reporting Person has sole voting and dispositive power over these securities.