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Applied Therapeutics, Inc. — Director's Dealing 2019
May 29, 2019
34263_dirs_2019-05-29_a7c5f35a-468e-4dde-87b4-67afe0924e16.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Applied Therapeutics Inc. (APLT)
CIK: 0001697532
Period of Report: 2019-05-16
Reporting Person: Shendelman Shoshana (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-16 | Common Stock | C | 88397 | — | Acquired | 88397 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-16 | Series A Preferred Stock | $ | C | 88397 | Disposed | Common Stock (88397) | Indirect |
Footnotes
F1: Each share of Series A Preferred Stock automatically converted into shares of Issuer's common stock, without payment of additional consideration, on a one-for-one basis, immediately upon the closing of the Issuer's initial public offering on May 16, 2019.
F2: These securities were unintentionally omitted from the Reporting Person's initial Form 4.
F3: The reportable securities are directly owned by Clearpoint Strategy Group LLC ("Clearpoint") of which the Reporting Person is the sole owner. The Reporting Person has sole voting and dispositive power over these securities.