AI assistant
APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2026
Jan 26, 2026
31853_dirs_2026-01-26_dbb01703-66b2-44bf-8437-6ec7b478d1d3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2026-01-22
Reporting Person: Lin Chih-Hsiang (Thompson) (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-01-22 | Common Stock, $.001 par value | F | 6230 | $38.38 | Disposed | 1638160 | Direct |
| 2026-01-22 | Common Stock, $.001 par value | F | 9932 | $38.38 | Disposed | 1628228 | Direct |
| 2026-01-22 | Common Stock, $.001 par value | F | 2646 | $38.38 | Disposed | 1625582 | Direct |
| 2026-01-22 | Common Stock, $.001 par value | F | 2864 | $38.38 | Disposed | 1622718 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025.