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APPLIED OPTOELECTRONICS, INC. — Director's Dealing 2026
Jan 26, 2026
31853_dirs_2026-01-26_87c51dc8-544b-40a6-841e-e01aab02cc6f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI)
CIK: 0001158114
Period of Report: 2026-01-22
Reporting Person: Yeh Shu-Hua (Joshua) (*** See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-01-22 | Common Stock, $.001 par value | F | 1899 | $38.38 | Disposed | 350276 | Direct |
| 2026-01-22 | Common Stock, $.001 par value | F | 2553 | $38.38 | Disposed | 347723 | Direct |
| 2026-01-22 | Common Stock, $.001 par value | F | 609 | $38.38 | Disposed | 347114 | Direct |
| 2026-01-22 | Common Stock, $.001 par value | F | 862 | $38.38 | Disposed | 346252 | Direct |
Footnotes
F1: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F2: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F3: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.
F4: Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 11, 2025.